Viewing Compliance Information
This feature allows you to view compliance options, such as whether or not the account is managed or discretionary, and delivery instructions.
For more information about compliance, see the
Compliance Review Overview.
To view compliance information
2. Select Compliance Information from the More... list. The Compliance Information dialog appears.
Note:
Depending on license, the Compliance Information screen may only contain Part 1 and Part 2 where option buttons can be selected.
3. If the account is approved for trading, click the Approved for Trading check box.
4. Click Save.
Note:
More about compliance can be found in the Compliance chapter. See
Compliance Review Overview