Adding an Account KYC

R-Desktop : Working with Accounts : Adding an Account KYC

This feature is used to add account level KYC information. The Account KYC Overview dialog has 3 tabs: Overview, Owner and Questions. Each contain drop-down lists that can be selected.

Note:

KYC information can also be set up at the client level. For more information, see Adding a New KYC

To add account KYC details

1. Follow the procedure Viewing Account Information.

2. From the Account Overview screen, click

. The KYC Summary dialog appears.

3. To view or edit an existing KYC record, click the View/Edit button. The KYC Details dialog appears.

4. To add a new account level KYC, click Add. The KYC Details dialog appears with the Overview tab displayed.

Note:

Screens may vary depending on license.

5. If you want to change the Advisor, click the Find button to search for and select a different advisor.

6. In the Account Objectives section, select from any of the drop-down lists, then click Save.

7. Select the AML Details tab to select Source of Funds and Account Purpose check boxes. Enabled for Open accounts and when licensed.

Note:

At least one Source of Funds and one Account Purpose check box must be selected.

8. Select the Questions tab. The Questions dialog appears.

Note:

There may be 2 Questions tabs, depending on license.

9. Select answers from the drop-down lists or option buttons, then click Save.