Item | Type | Description |
|---|---|---|
Amount | text box | Enter one of the following: • Amount of the transfer if Dollars was selected as the amount type • Number of units if Units was selected as the amount type. • Percentage amount if Percent Units was selected as the amount type. |
Amount type | drop-down list | Select one of the following: • All Units • Dollars • Percent Units • Units The Pending Mutual Fund Transfer screen will display the amount type as 'Units' and the amount will display the number of shares transferred, as calculated by the server. |
Capital Gain/Loss Discussed | text | Indicates the advisor has discussed any potential capital gain or loss that may occur when the order is executed. |
Close | button | Cancels all entries and closes dialog. |
Date & Time of Client Contact | date/time | Indicates the date and time of the advisors communication with the client. The field is separated into two fields, the date followed by a button to launch the standard date selection popup and then the time. |
Dividend option | drop-down list | Select either Cash or Reinvest. |
From investment | drop-down list | Select the from which you are transferring funds. |
From account # | display field | Displays the account number of the selected fund. |
Gross/Net | drop-down list | Select from the list. |
Language | drop-down list | Select the language preference for the POA and Re-Reg letters. |
Network type | drop-down list | Select network type. |
Order source | drop-down list | Select the order source from the list. |
Previous Year Deposit | check box | Select if the value of transfers into the “To account” are to be included in the year opening balance for the current tax year when the orders are confirmed. The orders will have the current date and no change will be made to the year opening balance on the “From account”. |
Print POA and Re-Reg letter | check box | Select if you want to print a POA (Power of Attorney) and a Re-registration letter. |
Recommended/Non Recommended | option buttons | Select whether or not the trade was recommended. |
Submit Now | button | Closes the dialog and adds the order item to the order list. |
SWP | button | Opens the External SWP Details dialog. Enabled when the To account is a client name RRIF type account and there is no Fund account # for the To account (i.e. a new client name account). |
Tax details | button | Select from the list. |
Taxable event indicator | drop-down list | Select either At Cost or At Market. |
To account # | drop-down list/button | Select the plan account to transfer the investment income to, or click Find to search for an account that is not in the list. |
To investment | drop-down list/button | Select the destination fund from the list. |
Transfer type | drop-down list | Select from list. |
Unit balance | display field | Displays the number of units held in the selected fund. |