R-Desktop : Compliance Review : Compliance Review Summary Screens : Pre-Trade Review Summary
Pre-Trade Review Summary
The Pre-trade Summary screen displays pre-trade compliance events corresponding to the Status column selected. This screen has the same functionality as the existing Trade Review Summary screen, as described in the previous section, with the exception that it will not have a PRE column indicating that a pre-trade event exists.
The following table describes items on the screen that differ from the Trade Review Summary screen.
Item
Type
Description
TRANSACTION
column
For Pre-trade events the hyperlink will open the Order Details dialog of the corresponding order. This will have the same functionality as opening the Order Details dialog from the Order Status screen. All fields will be read only and the only functionality available will be to close the screen.
If the order is a Sell and Sell instructions have been included for the order, then the 'Fund To' tab will also be enabled with read-only fields.
REVIEW
column
Displays the first Trade Test associated with the TPE and TSPE triggered for the order.