Equity Transactions

Equity Transactions

1. For equity transaction summaries, do the following:

a) If you want to change the Drip Election option, select it from the list.

b) Click Update to save.

2. To view certificate information for a transfer in certificate deposit, click the View button.

3. To add a certificate deposit transaction for equity investment, click the Add button.

Add Equity and Fixed Income Transaction dialog

An equity transaction can be added once the Add button in clicked on the Equity Transaction Summary dialog, as described in the previous section.

Item	Type	Description
Account	display	Displays the details of the R•Broker account holding the certificate.
Action	drop-down list/button	Displays the transaction type detail for the transaction where the transaction type is Transfer In. Click button to open the Certificate Details dialog. See the next section for details.
Symbol	display	Displays the symbol or code for the equity investment.
Security Description	display	Displays the equity investment short description.
Quantity	number	Number of transferred shares in certificate form. Enabled and defaulted to blank when initially adding the transaction.
Price	display/button	Displays the price. Click button to get the most recent price for the security. Note: Save button will perform the same functionality in the event the transaction is saved without getting the price.
Amount	display	Displays the gross amount for the transaction. Calculated as Quantity * Price when the Get Price button is selected. Save button performs the same functionality in the event the transaction is saved without getting the price.
IA Code	display	Displays the transacting advisor for the external transfer order.
Save	button	Validates and saves the transaction. Closes the dialog.
Cancel	button	Closes the dialog without saving changes.