Use this feature to view pending or paid commissions.
The screen will initially be loaded with the Advisor Find field only. Similar to other R•Desktop views, the remaining fields in the screen will only be available when an advisor has been selected.
1. From the Action list, select Commission Paid/Pending. The Commission Paid/Pending screen appears.
Note:
The screen initially loads with the Advisor Find field only. Similar to other R•Desktop views, the remaining fields in the screen will only be presented when an Advisor has been selected.
2. To select an advisor, click the Advisor Find button. Details for the selected advisor appear on the screen.
3. Select either Paid or Pending from the Status list.
4. If Paid is the selected status, enter the Pay Period Number.
Note:
The pay period number will identify the payment number for that year in which commission was paid to the advisor.
5. To enter a commission amount, do the following:
a) Click the Commission Amount check box.
b) Enter the From Amount for the gross commission amount (i.e. the amount of commission paid to the dealer).
c) Enter the To Amount for the gross commission amount (i.e. the amount of commission paid to the dealer).
6. Enter a date range. Enabled when the status is Pending.
7. In the Investment Code field, enter the investment code or click Find to search for one.
8. Enter the Investment Account #.
9. Enter the R•Broker Account #, or click Find to search for one.
10. Click the Print Report button to submit the PDF Commission Receivable Report.