Investor Profile Questionnaire—Investment Objective tab

R-Desktop : Working with Accounts : Setting UP an IPQ Questionnaire : Investor Profile Questionnaire : Investor Profile Questionnaire—Investment Objective tab

This tab is accessed by selecting the Investment Objective tab, or by selecting the Next button on the Time Horizon tab, or by selecting the Back button on the KYC Questions tab.

Field	Type	Description
Response (List 7)	drop-down list	List includes the description for the allowable active response(s) for the question, and the respective score assigned to the active response in brackets '()'. Field displays the inactive response if it was selected previously for an existing record. The ordering of the responses after the 'Blank' value will be determined by the order they are entered on the Response screen in R•Broker Administrator.
Account Owners	table	Details of account ownership are displayed automatically for each active owner/annuitant related party. This includes when an owner/annuitant or joint owner is added as part of the Add Account functionality or when an Owner related party is added to the account through the Related Parties functionality. The table supports displaying up to 5 owner/annuitant related parties before paging.
Investment Knowledge	column/drop-down list	Drop-down list displays options for the investor's level of knowledge. Field will be displayed with an asterisk if investment knowledge is marked mandatory in R•Broker Administrator. This question maps to the Client's IPQ question #8 for each Account Holder.
Account Investment Knowledge	display	Displays and stores the lowest investment knowledge value based on the selections made for each account owner/annuitant related party. The value in this field will be stored separately since it is used to determine an IPP for the account. Field will be displayed with an asterisk if Investment knowledge is marked mandatory in R•Broker Administrator. Value in the field will be saved since investment knowledge is used to determine IPP for the account. This question maps to the client's current IPQ question #8 for the Account Investment Knowledge.
Next	button	Opens the next tab screen. When selected, a message is sent to the server to validate the responses on the tab to ensure there are no unsuitable conditions. If no unsuitable conditions exist, then the operator will be moved to the next tab screen. If an unsuitable condition exists, an error will be returned.
Close	button	Closes the dialog without saving changes.