Client Search Results Action List
The following are the client specific actions that can be performed from the Client Search Results screen.
Action | Description |
|---|---|
View client | Click the link in the Client Name column. The Client Overview screen appears. |
Enter an order | Click  in the Action column for the desired client. See Orders Overview. |
Print portfolio | Click  in the Action column for the desired client. For more information, see Print Portfolio Details tab. |
View client notes | Click  in the Action column for the desired client. See Adding Client Notes and Diary Information. |
Print the list | Click  |
Send an email | Click the check box for the desired client, then click  . |
4. To view client information for any of the displayed clients, click the link in the Client Name column. The Client Overview screen appears.
Pending Column Asterisk
An asterisk appears in the Pending column when there are any direct fund or term trades in a settled status for existing positions. This includes buy, sell, switch, and transfer trades, and it displays in the Account Holdings View, the Client Holdings View, and the Household Holdings View.
Message Test Asterisk
If Message Text is entered in R•Broker Administrator, then an asterisk (*) will appear next to the following column headings.
• T/D Balance
• Equity/RTS
• Market Value
• Buying Power
Message Text appears at the bottom of the screen in red with a leading asterisk.
Example: * Market Values on this screen may be delayed. For current Market Values, please select the required client.
Description Column—2 asterisks
When a security holding has a non-zero unit balance held in an account, and the security is also included in an upcoming event or unsettled batch, the “Description” column for that security will be prefaced by two (2) asterisks. This will apply to settled holdings only.
Example: ** ACME INC SER A 6.20%15/30/16
The upcoming events and unsettled batches for securities are displayed in the SSUI Settlement nodes for the following security batch types: Dividends, Fixed Income Interest/Maturity, Reorganizations and Right/Warrant Offerings. If an upcoming event and unsettled batch is cancelled/deleted or settled, then the security holding in the account overview will no longer display the asterisks.
When there is an upcoming event for a holding within the account, and the description is prefaced with two asterisks, “**Upcoming Corporate Action” will appear on the screen.
Note:
Note: If the same security also has a 'Pending Reorganization Election' indicator, only the ***Pending Reorganization Election indicator will be displayed. not both.
Description Column—3 asterisks
When there is a voluntary reorganization event with a status of either Active or Expiring for a security that has a positive, non-zero unit balance held in an account, the description of that security displayed on the Client Overview screen will be prefaced by three 3 asterisks. The status refers to the event itself, rather than the event as it relates to the client's election.